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Getting the basics right

General principles for a new development policy

April 14, 2010

The energetic online debate about the motives, definitions and perceptions of development is a starting point for reformulating development policies.

The WRR report focuses a great deal of attention on the motives, goals and principles underlying development policy. And rightly so, because any policy theory has to start with a clear description of its policy goal, addressing why that goal needs to be achieved, for whom and on whose behalf. These fundamental questions will largely determine the ultimate ins and outs of a policy, the ‘what’ and the ‘how’.

Motives

The WRR distinguishes between two types of motive for aid that can, in principle, co-exist: moral motives and self-interest. Each of these motives implies a different interpretation of what aid should do or look like.

Both moral motives and collective self-interest should be the driving forces: moral motives should safeguard the interests of the weakest.

A number of contributors to the WRR blog state that both moral motives and self-interest play a role in today’s aid industry. However, the WRR’s recommendation that collective self-interest should prevail over moral motives has provoked criticism from various quarters.

Henk Jochemsen, for example, suggests that normative choices are needed, while Allert van den Ham believes it is essential to support the weakest, which means promoting democratization and emancipation. Eric Smaling opposes the idea that there ‘first has to be growth before anything can be shared. It’s one of the choices available, but one that abandons solidarity and that’s something I feel very strongly about’.

There is a certain degree of confusion in the debate about the motives, development perceptions and goals of giving aid. At a deeper level, however, it does seem there is consensus on the need for a more structural approach. What the WRR presents as modern moral trends (the capabilities and rights approaches, and alternative globalism) are described by others as alternative development visions or goals.

The WRR describes the current goal of development policy – poverty reduction – in fairly negative terms, namely as ‘care for the poor’ and providing services to alleviate distress. In the WRR’s view, a more structural approach is needed that promotes self-reliance and ‘opportunities for development and economic growth’, so that countries can take into their own hands the task of helping the poor.

Many contributors express considerable resistance to the WRR’s narrow definition of modern poverty reduction and the related portrayal of Dutch development policy as subsidizing ‘palliative’ measures that scarcely contribute to productivity. Some argue that current development policy applies a much broader definition of poverty than the WRR suggests. As Paul Hoebink notes, ‘the WRR seems to have overlooked the fact ... that nowadays a broad, “multidimensional” definition of poverty is being embraced’.

A multidimensional definition of poverty should be a guiding principle that covers material poverty, (human) security, and social, economic, cultural and political participation.

Maarten Brouwer writes that donors and developing countries had already agreed in 1999 ‘on an interpretation of the term poverty reduction, based on five different dimensions: social, economic, cultural, political and security-related. All these dimensions of poverty relate to the degree to which individuals are free to develop in that dimension. If all these dimensions are taken at face value, what more is then needed to promote self-reliance?

Economic focus

Another, related criticism concerns the goals of development, and in particular the WRR’s one-sided focus on increasing productivity for the sake of economic growth. At first reading, the report indeed seems to be set on counteracting what it sees as the donors’ excessive emphasis on the social sectors. But the WRR also says that it helps to ‘reason in terms of an economic sector, a political system, a government apparatus and social fabric, although these four elements can only be differentiated from each other to a limited degree’. In other words, the WRR does acknowledge that the economic component must be part of a broad, integrated approach.

If the WRR is only seeking to re-establish the balance and the relative weight of economic productivity within the dynamics of a broader social, political, economic and governance framework, then something approaching a broad consensus would appear to be possible.
Opinions do differ, however, as to whether this is already happening in practice.

Interventionism or social change

A parallel discussion on the blog concerns the desired approach to aid. Do we need a more technical or interventionist approach to aid? Or do we need an approach that views development as a complex series of social processes of change, in which top-down intervention makes less sense? Many contributors criticize the WRR for adhering to this more interventionist stance.

Instead of a more technical and interventionist top-down approach, development policies should shift their focus to catalysing endogenous development processes by removing obstacles and enhancing an enabling environment. Strategic analysis can help determine exactly how to achieve this in specific contexts.

Laurent Umans writes that the ‘report mobilizes a classic image of donors and recipients’. Francine Mestrum emphasizes the endogenous nature of development and advocates more ‘focus on what poor countries can do themselves’. She adds that ‘the first condition for a successful development policy clearly has to be a national development programme. Expertise has to come from within. It is not in Western countries that one can decide what good development is and what it is not.’

Rob D. van den Berg points out that the report largely ignores the debate on ‘catalysing development’ that took place at the beginning of this century. ‘Many experts argued that aid should in fact have a catalytic role, providing a spark that would initiate home-grown developments, rather than be directly responsible for economic growth and poverty reduction.’

Even if the WRR doesn’t refer to this debate explicitly, its ultimate goal seems to be the same. For Seth Kaplan, ‘the one key element that sho

uld drive all change is that aid should work towards making “countries and peoples self-sufficient”. This ties together many of the report’s recommendations’. He advocates capacity building and suggests that the ‘best way to do this is to focus on key “nodes” that promise to have multiplier effects across institutions’. These nodes are similar to Van den Berg’s catalysts, or the drivers of change referred to by the WRR. Or, in the words of Tom van der Lee, ‘Development (or modernization) is a political process, a struggle for emancipation, much more than a mechanical solution for a technical problem ... This fits in with the WRR’s very recognizable recommendation that aid must, above all, contribute to self-reliance. We interpret this not only in an economic, but also in a political and social sense, because we base our thinking on a broad concept of prosperity.’

If there is indeed such a consensus, the important thing now is to broaden the debate about how to develop the diagnostics so that the strategic catalyst role can be used as effectively as possible.

Scale

Scale is another fundamental issue. Is the state the basic unit of analysis and policy making, or should other dimensions also be considered as a starting point? If so, should policy making be on a global scale or a human, individual scale? Should it be implemented on a micro or a macro level? Or a combination of the two, depending on the context? Louk Box writes, ‘As a government advisory council, the WRR is rather donor- and state-centred’.
And Louis Emmerij writes, ‘of course you need a macro framework, and increasingly a global framework, within which you can flesh out national and regional policy details in a consistent manner’.

Scale is impo

rtant. If the state is used as a starting point, it leads to different policy options and strategic choices than if a global scale is used as the basic unit of analysis.

A final aspect of scale that underlies much of the debate is the question of whether countries or indeed people (and their social ties) should be taken as the point of departure for policy. Jan Gruiters believes that ‘recognizing that the state perspective is insufficient and needs to be supplemented by the human perspective is not only important for reasons of security, but equally so for development’.

For some contributors, development should not focus on the progress of countries but of individuals – human development, in other words, or human security. Leon Willems believes that ‘a secure and dignified life for all people’ should be the central aim of a development p

olicy. Anneke Wensing comments that overall the WRR report is ‘shockingly gender blind’. Further, in her ‘opinion, the WRR report ‘ignored the role of people – both men and women – in the development process, even though economic growth and development are created by people, by men and women, each of whom contributes in their own way to development and therefore creates the conditions for development to take place in’.

Modernization

eVolo / A.Cailteux, C. Hautfenne, J. Neuwels, D. Termote
Skyscraper ecosystem:The pictures in this article are images of winning designs of the 2010 Skyscraper Competition organized by eVolo Magazine (www.evolo.us). This annual event recognizes ‘out of the box’ ideas that redefine skyscraper design.

Lastly, opinions are divided on the WRR’s definition of development ‘as a conscious acceleration of the process of modernization’. First and foremost, there is criticism of the use of the term ‘modernization’, which the critics see as a fundamentally Western concept.

More fundamental criticism of the WRR’s definition of

modernization, which has major potential consequences for further policy interpretation, relates again to the scale at which the issues in question are addressed.

Anyone who takes the Earth as a basic unit of analysis (and policy) and not the nation state, may end up with entirely different priorities. Rene Grotenhuis remarks that ‘modernity as a development project of the Western world (Europe, North America, Japan) is reaching its ecological and economic limits. It is clear that the linear extension of that modernity is not feasible. We therefore need two things that can both be characterized as development: a thorough reform of the Western model in the direction of sustainability (social and ecological) and the involvement of developing countries in sustainable globalization’.

 In a second contribution, Grotenhuis proposes defining an ‘overarching goal’ that links together the WRR’s three goals. ‘Poverty reduction, economic growth and contribution to global public goods are not convincing as goals. They could also be seen as intervention strategies, actions taken to realize something on a higher level’. In other words, they essentially can be seen as instruments, resources for achieving a different goal. As far as Grotenhuis is concerned, that overarching goal is sustainable global development.

Photo credit main picture: eVolo / Chow Khoon Toong, Ong Tien Yee, Beh Ssi Cze

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reduce population growth

Getting the basics right.

Sjoerd Nienhuys is a development practitioner and consultant. Sjoerd worked for over 30 years in different developing countries on themes like education, micro-enterprise, human settlements, disaster rehabilitation, renewable energy and programme management. Sjoerd worked with a broad variety of organisations including UN, consultants, NGO’s, DGI, and is still active on specific themes.

Growing Population and Reducing Resources Increases Poverty Worldwide

The WRR report and following discussions present a broad perspective of problems and options for development aid, as well as a number of shortcomings or areas for precision according to the perception of some contributors. The complexity of international development, and with that the complexity of development aid is well underlined, and no simple or short term solutions are available. On ‘Getting the basics right’ I like to stress one important factor which has been largely snowed under in the discussions, or has been avoided because it is politically inconvenient, being: the continued population growth. For every new human being about 50 years of resources are needed.

Development aid in The Netherlands started after World War Two as government activity, building on the information the Christian mission has brought us from far away countries, and was also strongly based on Christian concepts. With annually increasing government funds, the activity became streamlined and a business for many of the actors involved; policies and operations changed to improve coverage, results or accountability. Many new policies and also actors tried to improve the quality or effectiveness of the aid, with sometimes good results at micro and meso level. However, history and close analysis suggest that the good results are outnumbered by low, zero and negative results on all levels; micro, meso and macro, providing the arguments for the critics to reduce the public spending on development aid. Strategic restructuring the international cooperation is necessary to bring back the confidence to the public that the aid helps on both sides of the border, them and our selves; that we do not send funds into a bottomless pit. A comparison can be made with “helping” Greece, when in reality we are also helping ourselves with stabilizing the Euro and the economy. Development aid, however, should be more than personal economics alone, but also look at the countries’ sustainability of resources and environment, human welfare, justice and peace.

The Brooker has an article about abandoning the GDP, because it does not measure adequately the development in social welfare. This is partly due because the percentage of GDP is not reduced with the percentage of population growth. A country may have a 2% GDP growth, but when population growth over the same period is 3%, the overall growth of the country is actually –1%, being negative. In addition many GDP calculations do not calculate peoples own subsistence produce (e.g. farmers) or voluntary work (e.g. social work), both omissions also distorting the real growth figure. All countries should develop a GDP corrected with population growth (-) and non-monetary inputs (+).

Already in the 1980’s the reports “Limits to Growth” and “Club of Rome” outline dramatically that the earth’s resources are limited, making it impossible to bring everybody (5 billion people at the time) to the same welfare and consumption level as West Europe or the USA; simply there are not enough resources, even given some allowances for technology development. Now we are going towards the 10 billion people and many wise people continuously try to point out that we are destroying nature with its eco systems, exhausting the oceans, reducing forests, terminating mineral resources and over extending arable land. While funding for development aid is annually moving more towards disaster and conflict reduction, it seems to escape many of the developers that these disasters, conflicts and also poverty are the results of ever more limited resources, competition for land or territory, and striving for more political/economic influence. People dealing with human disasters can confirm that almost all are related to too many people living in the wrong place and under poor circumstances caused by poor planning and local economics favouring a few economic powers. Good governance alone, however, would not avoid or limit these (human) disasters, when not linked with population reduction.

Thirty years ago the signs and symptoms of the worlds overpopulation were already strongly visible, but many professionals in the development aid still think that the food resources problems can be resolved with irrigating the deserts and further exploiting Africa. It will temporarily help feeding the masses, but not solve the basic problem, any disturbance will be a new human disaster. Still, even today, some governments are stimulating population growth for internal economic or religion reasons. Many poor individuals are in dire need for large birth figures so that several children will survive in order to provide old-age security. The point here is that our societies need new social systems that allow lesser consumption, particularly of non-durable goods, improved resources recycling, a gradually reducing world population, and social models that take improved care of youngsters and old age people. Because of the monetizing of our societies, traditional models of mutual care have disappeared and been substituted by individualized capitalised systems which are vulnerable with economic crisis.

In Europe some parties are stimulating better society models, but if we look at the economic mess of the last years which was caused by lack of control on greedy bank leaders and capitalists, and the political differences in solving national problems by which party leaders are being pushed around by populist motivations rather than by long term and sustainable planning, it becomes rather doubtful if we can formulate adequate policies and measurements to get other far-away countries out of their excessive population growth figures, corruption, ecological disasters and misery for the disadvantaged people. People involved in development aid need a good insight in the problems of our own society because many leaders in those “developing countries” are looking to the worlds wealthiest countries for modelling their own societies.

The complexities are large and education on all levels of society is required to make women, men and children as well as local decision makers and leaders understand these complexities of the improved society models, without falling back on simplistic rulers like the dictatorships, communist, Maoist and also the narrow minded fundamentalist influences. Hanging a couple of satellites over selected regions with well-balanced educative programmes on all levels and themes may aid general education and understanding, better than dozens of films and cartoons in which crime or horror is the main theme and in which people are killing each other. On the longer term this will work better than giving people subsidised tools or free food. Currently, in the worst developed countries, the largely illiterate people are continuously brainwashed with either poor, false and/or distorted information on their own society, religion and government actions. These poor information’s need to be counteracted with better and practical information brought by locals, without the bringers being accused of intervening in local affairs or insurgency. Practical information includes a new way of dealing with copyright and authorship and making good solutions reproducible locally.

I support the concept posed already several times that sharp and elaborate analyses are required for each (developing) country, taking all possible aspects of their societies into consideration, and, based on those analysis, present coherent solutions and directions. For local politicians many of these advises may not be favourable, but having the reports publically accessible, explaining their reasoning, may bring intelligent people from their own societies forward that will assist steering those countries into the right direction. The MDG are an example of practical recommendations, but also are only part of the solution. Constant adjustment of these country papers by independent (and possibly partly externally financed) professionals and is necessary, because when one element is not being dealt with, it will unbalance the results. Practically, having a local parallel parliament (think-tank), based on consensus and focussed on sustainability seems to be the recommended model. That should not be organised on a bilateral country relationship, but at least on a Europe cum UN and target Country relationship, assessing the regional context of that country.

‘International Cooperation for Sustainable Development’ seems to be a better focus than ‘Development Aid’, because the latter suggests a dependency position of the receiving country. Also the long used ‘Development Cooperation’ (ontwikkelingssamenwerking) suggests that there is cooperation, being rather a wish than a fact. Social development aid, following our Christian principles should continue and should remain to be tax deductable, but government financed or subsidised international cooperation should be focussed on macro issues and lead to sociually improved and sustainable society models, also if the technical, social, legal and monetary advises are not always convenient for the local politicians, such as reducing population growth.

An important task for our own society in The Netherlands and Europe is to arrive at a sustainable society model without the need for continued population growth (including import of people) or increased consumption of wasteful and non-durable articles. Actually, an economically healthy society with a slightly reducing population is needed world wide to reduce world population numbers to under the 5 billion and allow a more equal access to resources for everybody. We al know that there are not enough resources to bring people world wide to the welfare level of Europe; several times the size of the globe may be required. Alternatively the world population needs to be reduced, and the theme should be on the top of the development agendas. If not, the number of poor and disadvantaged will only grow worldwide, conflicts and disasters will increase and economic wars over resources will become rampant. Before we do not have our own house reasonably in order, we are not in a strong position to tell other people how to arrive at a better society.
Sjoerd Nienhuys | October 07, 2011 | Respond